Series 6 - Investment Company Products/Variable Contracts Representative Examination
[Oct 13, 1992]
General Industry/Products Exam
👋 Karen
Gaye Gray
Stock Broker and Investment Adviser in the United States, dedicated to guiding you toward consistent profits in the financial markets.
- 🔥 Stock Broker
- 📚 Investment Adviser
About Karen Gaye Gray
I am Karen Gaye Gray, a Financial Consultant and Stock Broker with over 24 years of experience working with 5 reputable brokerage corporations in the U.S. I have collaborated with various financial institutions to assist clients in achieving their financial goals through strategic stock market investments. I have successfully completed 4 Broker Qualification exams and hold registered licenses in 53 States.
Detailed Report View SummaryExaminations
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Series 7 - General Securities Representative Examination
[Sep 19, 2007]
General Industry/Products Exam
SIE - Securities Industry Essentials Examination
[Oct 1, 2018]
General Industry/Products Exam
Series 63 - Uniform Securities Agent State Law Examination
[Oct 13, 2008]
State Securities Law Exam
Series 52 - Municipal Securities Representative Examination
[Jul 20, 1987]
State Securities Law Exam
✅ 100% Client Satisfaction
Let’s Work Together
My Services
Apart from the listed services, I can offer consistent evaluation and efficient handling of your entire financial portfolio.
Let’s Work Together
Professional Financial Consulting
Investment Advisory
Digital Assets Trading
Stock Brokerage
Retirement Account
Work Experience
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
(CRD# 595)
03/1988 - 11/1988
Stock Broker
MARKETING ONE SECURITIES, INC.
(CRD# 16611)
10/1992 - 11/1993
Stock Broker
WELLS FARGO SECURITIES INC.
(CRD# 17438)
11/1993 - 02/1994
Stock Broker
GRIFFIN FINANCIAL SERVICES
(CRD# 10823)
09/1994 - 11/1994
Stock Broker
BANCAL INVESTMENT SERVICES, INC.
(CRD# 17122)
03/1994 - 07/1994
Stock Broker
CITICORP INVESTMENT SERVICES
(CRD# 23988)
10/1995 - 03/1996
Stock Broker
Client Testimonials
Here are reviews from some of my long-standing clients.
“During the 2020 crash I feared losing everything; Karen rebalanced my portfolio and I recovered and gained within a year.”
William Harris
Business Contractor
"With Karen’s advice I diversified my investments — my business is stronger and I earn steady passive income."
Benjamin Scott
Civil Engineer
“With Karen’s help I diversified beyond the business; now I run a thriving company and receive consistent passive income from my portfolio.”
Olivia Bennett
HR Manager
"Karen made investing simple and designed a beginner portfolio; three years later I have steady gains and new confidence."
Mia Collins
Marketing Consultant
Karen Gaye Gray
Stock Broker | Investment Adviser
🚀 Investment Adviser
Need more info? here are some Frequently Asked Questions
You have different questions? Ask Away!
Take Control of Your Financial Future Today!
An investment adviser provides expert guidance on securities, portfolio management, and financial planning. They help clients develop strategies to grow, protect, and manage their wealth while minimizing risks..
While both offer financial guidance, an investment adviser primarily focuses on managing investments and advising on securities. A financial planner, on the other hand, provides broader financial planning, including budgeting, insurance, estate planning, and retirement strategies.
No, we work with clients of all investment levels. Whether you’re just starting or have a well-established portfolio, we tailor our services to meet your specific financial needs.
We conduct a thorough financial assessment, considering your:
- Investment goals
- Risk tolerance
- Current financial situation Based on this, we create a customized investment plan aligned with your financial aspirations.
- Time horizon
We regularly monitor and review your portfolio to ensure it aligns with market trends and your evolving financial goals. Reviews can be scheduled quarterly, biannually, or annually, depending on your preferences..
Send me a message.
Do you need help with your investment portfolio? Feel free to contact me. I will reply within 24 - 48 hours.
Schedule a Call with me. 👋
© 2025 Karen Gaye Gray